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Subject: Polygraph
Examinations |
Series Number
Change 304 09 Effective
Date December 19, 1980
Revision
Date August 02, 1985 |
The purpose of this
order is to establish policy and procedures for conducting polygraph
examinations. This order consists of the following parts:
PART I Responsibilities and Procedures for
Members of the Department
A. Policy.
B. Subjects to be Examined.
C. Requests for Polygraph Examinations.
D. Preliminary Conference.
E. Examination Appointment.
PART II Responsibilities
and Procedures for Special Assignment Personnel: Polygraph Examiners.
PART III Responsibilities and Procedures for
Supervisory and Command
Personnel
A. Officials.
B. Commander, Criminal Investigations Division.
C. Director, Internal Affairs Division.
PART I
A. Policy.
The department recognizes the polygraph examination as a valuable Investigative aid through which a more complete resolution of a criminal investigation or an internal investigation may be achieved. Therefore, it shall be the policy of the department that polygraph examinations:
1. Relate to a specific felony or serious
misdemeanor case under investigation or to an internal, disciplinary
investigation.
2. Not be administered until all conventional
methods of closing the case have been exhausted.
3.
Be
conducted on a voluntary basis.
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B. Subjects to be Examined.
1. Polygraph
exanimations may be administered to any individual who is a complainant,
witness, defendant, suspect, informant, or member of the department provided:
a. A thorough and complete conventional
Investigation reveals that a polygraph examination of the individual In
question will be a useful supplemental tool In achieving resolution to the
Investigation (criminal or internal), rd
b. The individual to be tested voluntarily
consents to the polygraph examination.
2. The
following individuals re considered questionable subjects for polygraph
examinations and their participation will be left to the final discretion of
the polygraph examiner.
a. Individuals
who:
(1) Are
paralyzed.
(2) Have
had amputations that interfere with the placement of the polygraph instruments.
(3)
Have
high or low blood pressure or heart trouble.
(4)
Are
suffering from a severe cold or respiratory disorder.
(5)
Have had
Insufficient food or sleep during the preceding 24 hours.
(6)
Are
narcotics addicts, alcoholics, suffering from withdrawal symptoms, or are
under the influence of drugs or alcohol.
(7)
Are
under 14 years of age.
(8)
Are
distraught due to emotional trauma Incurred as a result of the Incident under
Investigation.
b. Females:
(1) Who
have been pregnant for more than 100 days.
(2) During
their menstrual cycle.
3. The
following individuals are not eligible for polygraph examinations.
a. Individuals
who are mentally retarded.
b.
Individuals
who are psychotic.
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C. Requests for Polygraph Examinations.
1. Requests
for polygraph examinations shall be submitted, in writing, as expeditiously as
possible, after a thorough and complete conventional Investigation reveals
that a polygraph examination will be a useful supplemental tool in achieving
resolution to the Investigation (criminal or Internal).
2. Requests shall Include:
a. The
full name of the subject to be examined.
b. The
name of the member handling the case.
c. A
brief synopsis of the investigation (criminal or Internal).
d. The
reason the polygraph examination is being requested.
3. Requests shall be routed as follows:
a. CID
Branch Commanders who desire to have a polygraph examination administered in a
criminal investigation under their supervision shall submit their request, in
writing, to the Commander, Criminal investigations Division. These examinations
will be conducted by the polygraph examiner assigned to CID.
b. All
requests submitted by officials in conjunction with investigations involving
members of this department and criminal investigations which are not under the
supervision of the Commander, CID, shall be submitted through channels to the
Director, Internal Affairs Division. These examinations will be conducted by
the polygraph examiner assigned to IAD.
D. Preliminary Conference.
1. If
approved, the requesting member will be contacted by the polygraph examiner to
arrange for a mutually acceptable time for a preliminary conference.
2. If
disapproved, the requesting member will be advised, in writing (FL-32) of the
reason(s) for disapproval.
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3. The requesting member shall bring all pertinent records to the preliminary conference. These records shall include, but are not limited to:
a. Crime
reports.
b. Investigative
reports.
c. Background
information on the subject to be examined.
d. Any
statement of denial or admission made by the subject.
e. Tape
recordings.
f. Newspaper
articles, etc.
4. The
requesting member shall Inform the polygraph examiner of all pertinent details
concerning the Investigation (criminal or Internal) and the subject to be
examined so that the polygraph examiner is completely Informed about all facets
of the investigation.
E. Examination Appointment.
1. The
polygraph examiner will set an appointment date for the polygraph examination.
If, for any reason, the appointment cannot be kept, the polygraph examiner
shall be notified immediately and the examination shall be rescheduled.
2. The subject to be examined shall be advised
that:
a. All
polygraph examinations are strictly voluntary.
b. The
results are not acceptable in Court as evidence against him/her unless all
parties enter a stipulation agreement.
c. The
test does not constitute a criminal record.
d. The
entire procedure will be explained to him/her by the polygraph examiner.
e. He/she
will suffer no discomfort during the polygraph examination.
f. He/she
will not receive any injections.
3. The
requesting member shall avoid disclosing to the subject to be examined any
details or facts established during the Investigation (criminal or Internal) or
any facts that could only be known to the perpetrator of the crime.
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4. The
subject to be examined shall not be Interrogated on the day of the examination
since to do so may produce an exhausted or antagonistic subject that will not
be a suitable subject for examination.
5. If
the subject to be examined does not speak English, the requesting member shall
arrange for an interpreter.
6. The
requesting member shall accompany the subject to the polygraph examination. In
addition, juveniles to be examined must also be accompanied by their parent or
legal guardian. The parent or legal guardian must remain in the office,
although not in the same room in which the test is being conducted, during the
entire polygraph examination.
7. The
requesting member shall witness the signing of the polygraph consent form (UN
Form 642) by the subject to be examined. Polygraph consent forms signed by
juveniles must be countersigned by their parent or legal guardian.
8. The
requesting member shall be prepared to remain at the examination site for
whatever length of time is necessary to complete the examination.
PART II
Polygraph
Examiners shall be
responsible for:
1. Determining
whether or not a person Is suitable, according to this order, for a particular
polygraph examination.
2. Conducting the polygraph examination.
3. Determining
the areas to be covered by the polygraph examination.
4. Determining the test questions.
5. Independently interpreting the chart
tracings.
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6. Preparing
a written report of his/her findings including his/her opinion as follows:
a. Deception
indicated - The subject was untruthful in responding to the relevant
questions.
b. No
Deception Indicated - The subject was truthful in responding to the relevant
questions.
c. Inconclusive
- The polygraph examiner was unable to determine the truthfulness or
untruthfulness of the subject and the examination should be rescheduled. The subject
has, the same status as if no examination had been administered.
d. No
opinion - An examination was initiated, but not completed. (This could be
caused by a variety of reasons and rescheduling the examination is at the
discretion of the examiner).
7. Making
the results of the polygraph examination available to:
a. The
subject examined or his/her attorney.
b. The
requesting member or his/her commanding officer.
c. A
judge or as directed by a subpoena (see General Order 701.4; Service of Civil
Summonses and Subpoenas Upon Members of the Department).
NOTE: There shall be no exceptions to the move
criteria without the prior approval, of the Director, Internal Affairs
Division, or the Commander, Criminal Investigations Division, if the polygraph
examination involves am Investigation initiated by a member of his/her
respective command
8. The
proper care, maintenance, and storage of the polygraph instrument and all accompanying
attachments. In addition, the CID polygraph examiner shall return his/her
instrument to the Internal Affairs Division at the aid of each 60 day period
for cleaning and maintenance.
9. Safeguarding
the instrument and all accompanying attachments (i.e., unauthorized persons
shall not be allowed to touch, handle, or operate the instrument).
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PART III
A. Officials shall be responsible for:
1. Discussing
investigations (criminal or internal), on an individual basis, with the
requesting member prior to the submission of a written request for a polygraph
examination.
2. Routing
requests for polygraph examinations as required in Part IC3a and b.
B. Commander, Criminal Investigations
Division.
The Commander,
Criminal Investigations Division shall be responsible for reviewing requests
from members of his/her command and making a determination as to whether
sufficient justification exists to warrant approval of the request for a
polygraph examination.
C. Director, Internal Affairs Division.
The Director,
Internal Affairs Division, shall be responsible for reviewing all requests,
Other than those handled by the Commandeer, Criminal Investigations Division,
and making a determination as to whether sufficient justification exists to
warrant approval of the request for a polygraph examination.

MTT:TAB:jtw General
Order No. 304.9 (Revised 8/2/85)